What are Series 6 and 63 securities licenses?
What are Series 6 and 63 securities licenses? The Series 6 and Series 63 licenses are documents granting the holder permission to engage in certain securities transactions such as selling shares in mutual funds. The Financial Industry Regulatory Authority – FINRA – is a nongovernment entity charged with regulating the financial industry. What is a … Continue reading What are Series 6 and 63 securities licenses?
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